Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
David L Rogers
David Loren Rogers
CRD#: 4972305
IA
Investment Adviser
B
Previous Broker
BLUEPRINT FINANCIAL ADVISORSCRD#: 315570 100 South Ashley Drive
Suite 1140
Tampa, FL 33626
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2008 - 2011 (2 years)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2020 (2 years)2 FIRMS2022 - 2024 (1 year)IABLUEPRINT FINANCIAL ADVISORS (CRD# 315570)2024 - Present (<1 year)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2015 - 2017 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2011 - 2014 (2 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2011 - 2012 (<1 year)
License(s)

State Registrations

IA
Florida 7/12/2024
IA
North Carolina 6/21/2024
Current Registration(s)
IA
BLUEPRINT FINANCIAL ADVISORS (CRD#:315570)
100 South Ashley Drive Suite 1140, Tampa, FL 33626
Registered with this firm since 6/21/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/11/2022 - 06/06/2024 EDWARD JONES (CRD#:250) TAMPA, FL
B
 09/04/2022 - 06/06/2024 EDWARD JONES (CRD#:250) TAMPA, FL
IA
 01/02/2018 - 05/11/2020 BB&T SECURITIES, LLC (CRD#:142785) TAMPA, FL
B
 01/02/2018 - 05/11/2020 BB&T SECURITIES, LLC (CRD#:142785) TAMPA, FL
IA
 11/28/2017 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) TAMPA, FL
B
 10/16/2017 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) TAMPA, FL
B
 02/11/2015 - 10/05/2017 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ST. CLOUD, MN
B
 10/05/2011 - 07/29/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) TAMPA, FL
IA
 10/17/2011 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) TAMPA, FL
IA
 08/27/2008 - 06/20/2011 ALLIANCEBERNSTEIN L.P. (CRD#:108477) NEW YORK, NY
B
 09/03/2008 - 06/20/2011 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) NASHVILLE, TN
IA
 02/08/2006 - 05/04/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
 02/08/2006 - 05/04/2007 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
IA
 07/25/2005 - 11/14/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
B
 07/20/2005 - 11/14/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.