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KRISTOPHER SHEA ABERNETHY
KRISTOPHER ABERNETHY
CRD#: 4971818
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SALEM INVESTMENT COUNSELORS INCCRD#: 104855 480 SHEPHERD STREET
WINSTON SALEM, NC 27103
WINSTON SALEM, NC 27103
0
Disclosures
10
Years of Experience
View By:
State Registrations
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North Carolina 10/19/2022
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Registered with this firm since 10/19/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/14/2019 - 10/07/2022 | WINSTON SALEM, NC | |
IA | 03/30/2015 - 08/14/2017 | GREENSBORO, NC | |
IA | 07/09/2010 - 12/31/2010 | WINSTON SALEM, NC | |
IA | 08/24/2007 - 08/13/2008 | DURHAM, NC | |
IA | 06/02/2006 - 08/27/2007 | KERNERSVILLE, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.