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Detailed Report
CANDACE L NATWICK
CANDACE LANE PARTON
CRD#: 4970984
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6400 S FIDDLERS GREEN CIR
GREENWOOD VILLAGE, CO 80111
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 10/1/2020
B
Nebraska 4/20/2009
B
Alaska 1/18/2022
B
Nevada 4/20/2009
B
Arizona 4/20/2009
B
New Hampshire 3/1/2019
B
Arkansas 8/15/2024
B
New Jersey 4/20/2009
B
California 9/19/2008
B
New Mexico 4/20/2009
B
Colorado 7/23/2008
B
New York 4/20/2009
IA
Colorado 9/18/2008
B
North Carolina 2/5/2010
B
Connecticut 4/20/2009
B
Ohio 1/16/2024
B
District of Columbia 8/15/2022
B
Oklahoma 3/26/2010
B
Florida 4/20/2009
B
Oregon 4/20/2009
B
Georgia 4/20/2009
B
Pennsylvania 8/14/2017
B
Hawaii 3/1/2022
B
Rhode Island 9/30/2024
B
Idaho 6/28/2024
B
South Carolina 7/29/2010
B
Illinois 4/20/2009
B
South Dakota 11/5/2019
B
Indiana 3/26/2010
B
Tennessee 1/15/2019
B
Iowa 6/26/2018
B
Texas 4/20/2009
B
Kansas 4/20/2009
IA
Texas 4/20/2009
B
Kentucky 7/2/2024
B
Utah 9/1/2017
B
Maine 8/15/2024
B
Vermont 11/9/2023
B
Maryland 4/20/2009
B
Virginia 4/20/2009
B
Massachusetts 4/20/2009
B
Washington 4/20/2009
B
Michigan 4/20/2009
B
West Virginia 1/4/2022
B
Minnesota 4/20/2009
B
Wisconsin 4/20/2009
B
Missouri 4/20/2009
B
Wyoming 4/20/2009
B
Montana 2/4/2010

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6400 S FIDDLERS GREEN CIR, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 9/18/2008
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6400 S FIDDLERS GREEN CIR, GREENWOOD VILLAGE, CO 80111
Registered with this firm since 6/9/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.