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RORY DANIEL HENDERSON
CRD#: 4970789
IA
Investment Adviser
B
Broker
OSAIC ADVISORY SERVICES, LLCCRD#: 171070 2300 WINDY RIDGE PARKWAY
SUITE 750
ATLANTA, GA 30339
OSAIC WEALTH, INC.CRD#: 23131 Oakland, CA
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2020 (5 years)3 FIRMS2020 - 2024 (3 years)3 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 6/14/2024

B
Minnesota 6/14/2024

B
California 6/14/2024

B
Ohio 6/14/2024

IA
California 6/14/2024

B
Washington 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC ADVISORY SERVICES, LLC (CRD#:171070)
2300 WINDY RIDGE PARKWAY SUITE 750, ATLANTA, GA 30339
Registered with this firm since 11/8/2024

IA
OSAIC WEALTH, INC. (CRD#:23131)
Oakland, CA
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
Oakland, CA
Registered with this firm since 6/14/2024

Previous Registration(s)
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IA
11/06/2020 - 11/08/2024 ARBOR POINT ADVISORS (CRD#:165127) OAKLAND, CA
IA
11/06/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OAKLAND, CA
B
11/06/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) Oakland, CA
IA
02/10/2015 - 11/06/2020 KMS FINANCIAL SERVICES, INC (CRD#:3866) Oakland, CA
B
01/07/2015 - 11/06/2020 KMS FINANCIAL SERVICES, INC. (CRD#:3866) Oakland, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.