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Jason Meiwes
JASON DWAYNE MEIWES, JASON MEIWES
CRD#: 4969943
IA
B
LPL FINANCIAL LLCCRD#: 6413 16555 BOONES FERRY RD STE 100
LAKE OSWEGO, OR 97035
LAKE OSWEGO, OR 97035
View By:
10/18/2023
Customer Dispute
Denied
State Registrations
B
Oregon 7/19/2023
B
Washington 7/19/2023
IA
Oregon 7/19/2023
SRO Registrations
B
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B
Registered with this firm since 7/19/2023
IA
Registered with this firm since 7/19/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2018 - 07/19/2023 | OREGON CITY, OR | |
B | 08/08/2018 - 07/19/2023 | OREGON CITY, OR | |
IA | 01/03/2011 - 07/17/2018 | CLACKAMAS, OR | |
B | 01/03/2011 - 07/17/2018 | CLACKAMAS, OR | |
IA | 09/22/2005 - 01/03/2011 | CANBY, OR | |
B | 07/29/2005 - 01/03/2011 | CANBY, OR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.