Individual Firm
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GABRIEL MARTIN
CRD#: 4969674
IA
B
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI RETAIL BANKING
352 H STREET
CHULA VISTA, CA 91910
352 H STREET
CHULA VISTA, CA 91910
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Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 1/5/2017
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Montana 6/27/2012
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Arizona 4/13/2012
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Nevada 4/13/2012
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California 3/16/2012
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New Jersey 4/13/2012
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California 3/16/2012
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New Mexico 11/8/2024
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Colorado 4/13/2012
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New York 4/13/2012
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Florida 4/13/2012
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North Carolina 6/26/2013
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Georgia 4/2/2012
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Ohio 5/9/2013
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Hawaii 4/13/2012
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Oregon 4/13/2012
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Idaho 7/30/2014
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Pennsylvania 6/11/2015
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Illinois 8/5/2013
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Texas 4/13/2012
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Indiana 6/26/2012
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Texas 12/6/2012
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Massachusetts 11/12/2018
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Washington 5/29/2013
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Minnesota 4/13/2012
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Wyoming 12/8/2016
SRO Registrations
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IA
Registered with this firm since 3/16/2012
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Registered with this firm since 3/16/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2007 - 12/23/2011 | CHULA VISTA, CA | |
B | 05/29/2007 - 12/23/2011 | CHULA VISTA, CA | |
B | 06/13/2005 - 05/29/2007 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.