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CRYSTAL JEAN HARRIS
CRYSTAL JEAN GRIZZLE, CRYSTAL GRIZZLE
CRD#: 4968700
IA
B
WELLS FARGO ADVISORSCRD#: 19616 10369 CLAYTON RD
FRONTENAC, MO 63131
FRONTENAC, MO 63131
0
Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 3/24/2016
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Michigan 3/4/2015
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Arizona 11/15/2011
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Minnesota 3/4/2015
B
Arkansas 1/14/2023
B
Missouri 11/15/2011
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California 11/30/2011
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Missouri 11/15/2011
B
Colorado 11/15/2011
B
Montana 3/22/2017
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Connecticut 11/15/2011
B
Nebraska 3/4/2015
B
Delaware 4/2/2014
B
New Jersey 4/15/2020
B
District of Columbia 6/10/2013
B
New York 11/15/2011
B
Florida 11/15/2011
B
North Carolina 4/3/2014
B
Georgia 3/4/2015
B
Ohio 4/3/2014
B
Hawaii 1/6/2021
B
Oklahoma 3/4/2015
B
Idaho 3/31/2023
B
Oregon 4/2/2014
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Illinois 4/2/2014
B
Pennsylvania 1/24/2019
B
Indiana 3/4/2015
B
South Carolina 3/4/2015
B
Iowa 10/5/2021
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Texas 11/15/2011
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Kansas 11/15/2011
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Texas 11/15/2011
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Kentucky 3/31/2023
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Virginia 4/2/2014
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Louisiana 5/14/2019
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Washington 4/2/2014
B
Maine 3/4/2015
B
West Virginia 3/4/2015
B
Maryland 3/4/2015
B
Wisconsin 7/15/2020
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Massachusetts 11/15/2011
SRO Registrations
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Registered with this firm since 11/15/2011
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Registered with this firm since 11/15/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 11/22/2011 | ST. LOUIS, MO | |
B | 06/01/2009 - 11/22/2011 | ST. LOUIS, MO | |
IA | 04/02/2007 - 06/01/2009 | ST. LOUIS, MO | |
B | 04/02/2007 - 06/01/2009 | ST. LOUIS, MO | |
IA | 08/23/2005 - 04/02/2007 | ST. LOUIS, MO | |
B | 07/29/2005 - 04/02/2007 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.