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AMY JEAN LEE
AMY JEAN KLEMP
CRD#: 4968698
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3010 WILLIAMS BLVD SW
CEDAR RAPIDS, IA 52404
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2011 (3 years)2 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - Present (11 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 1/3/2018

B
Maryland 11/30/2022

B
California 1/3/2018

IA
Minnesota 12/16/2013

B
Colorado 1/3/2018

B
Minnesota 1/3/2018

B
Delaware 6/20/2023

B
Missouri 6/27/2018

B
District of Columbia 11/23/2022

B
Nebraska 10/21/2024

B
Florida 2/13/2018

B
Nevada 11/25/2024

B
Georgia 6/25/2024

B
New York 8/29/2022

B
Illinois 1/3/2018

B
Ohio 4/26/2022

B
Indiana 10/31/2018

B
Oregon 2/23/2024

B
Iowa 12/10/2013

B
Texas 1/3/2018

IA
Iowa 12/11/2013

IA
Texas 1/3/2018

B
Kansas 9/14/2018

B
Virginia 8/29/2022

B
Louisiana 9/23/2022

B
Wisconsin 2/13/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3010 WILLIAMS BLVD SW, CEDAR RAPIDS, IA 52404
500 33RD AVE SW, CEDAR RAPIDS, IA 52404
Registered with this firm since 12/11/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3010 WILLIAMS BLVD SW, CEDAR RAPIDS, IA 52404
500 33RD AVE SW, CEDAR RAPIDS, IA 52404
Registered with this firm since 12/10/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/21/2011 - 10/22/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) HIAWATHA, IA
B
09/21/2011 - 10/22/2013 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) HIAWATHA, IA
IA
03/07/2008 - 09/07/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) CEDAR RAPIDS, IA
B
01/01/2008 - 09/07/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) CEDAR RAPIDS, IA
B
11/06/2007 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CEDAR RAPIDS, IA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.