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Detailed Report
KANAD S TIWARI
CRD#: 4968203
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11951 FREEDOM DR
RESTON, VA 20190
Registration History
20062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - Present (18 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - Present (18 years)
License(s)

State Registrations

B
California 4/2/2009
B
Nebraska 5/3/2022
B
Colorado 1/4/2024
B
Nevada 12/12/2023
B
Delaware 12/12/2023
B
New Jersey 4/2/2009
B
District of Columbia 8/2/2007
B
New York 4/2/2009
B
Florida 4/2/2009
B
North Carolina 4/2/2009
B
Georgia 4/2/2009
B
Ohio 12/12/2023
B
Idaho 12/12/2023
B
Pennsylvania 4/2/2009
B
Illinois 4/2/2009
B
South Carolina 8/27/2013
B
Indiana 4/9/2024
B
South Dakota 5/9/2024
B
Kansas 3/10/2022
B
Texas 4/2/2009
B
Kentucky 5/17/2010
IA
Texas 4/7/2009
B
Louisiana 12/12/2023
B
Virginia 2/28/2007
B
Maryland 8/2/2007
IA
Virginia 2/28/2007
B
Massachusetts 12/12/2023
B
Washington 12/12/2023
B
Michigan 12/12/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11951 FREEDOM DR, RESTON, VA 20190
Arlington, VA
Registered with this firm since 2/28/2007
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11951 FREEDOM DR, RESTON, VA 20190
Arlington, VA
Registered with this firm since 8/23/2006
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.