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DAVID JON LUND
CRD#: 4966042
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 19524 Ballinger Way NE
Shoreline, WA 98155
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - Present (19 years)
Disclosure(s)
View By:
1/10/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 10/13/2023

B
New Jersey 6/14/2023

B
Arizona 7/1/2015

B
New York 10/12/2018

B
California 10/29/2013

B
North Carolina 9/5/2019

B
Florida 2/14/2017

B
Oregon 7/14/2015

B
Georgia 8/17/2020

B
Texas 7/1/2015

B
Illinois 6/14/2023

IA
Texas 7/6/2015

B
Kansas 4/23/2019

B
Washington 9/12/2005

B
Minnesota 10/7/2005

IA
Washington 9/12/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
19524 Ballinger Way NE, Shoreline, WA 98155
Registered with this firm since 9/12/2005

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
19524 Ballinger Way NE, Shoreline, WA 98155
Registered with this firm since 7/13/2005

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.