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Detailed Report
DANIEL GEORGE MCPHERSON
DAN MCPHERSON
CRD#: 4964802
IA
Investment Adviser
B
Previous Broker
CG ADVISORY SERVICESCRD#: 110929 2240 Saratoga Dr
Idaho Falls, ID 83404
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2018 (6 years)IACG ADVISORY SERVICES (CRD# 110929)2018 - Present (6 years)
Disclosure(s)
View By:
1/4/2023
Customer Dispute
Settled
7/15/2020
Customer Dispute
Settled
3/7/2016
Customer Dispute
Denied
8/22/2013
Customer Dispute
Settled
License(s)

State Registrations

IA
Idaho 4/11/2018
Current Registration(s)
IA
CG ADVISORY SERVICES (CRD#:110929)
2240 Saratoga Dr, Idaho Falls, ID 83404
Registered with this firm since 4/11/2018
Previous Registration(s)
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IA
 02/28/2012 - 04/09/2018 CETERA ADVISORS LLC (CRD#:10299) IDAHO FALLS, ID
B
 02/28/2012 - 04/09/2018 CETERA ADVISORS LLC (CRD#:10299) IDAHO FALLS, ID
IA
 01/31/2011 - 02/28/2012 PACIFIC WEST FINANCIAL CONSULTANTS INC (CRD#:108728) RENTON, WA
B
 01/28/2011 - 02/28/2012 PACIFIC WEST SECURITIES, INC. (CRD#:6390) IDAHO FALLS, ID
IA
 06/21/2007 - 01/28/2011 SPC (CRD#:110692) IDAHO FALLS, ID
B
 06/12/2007 - 01/28/2011 SAMMONS SECURITIES COMPANY, LLC (CRD#:115368) IDAHO FALLS, ID
IA
 02/28/2006 - 06/13/2007 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) IDAHO FALLS, ID
B
 02/08/2006 - 06/13/2007 SECURITIES AMERICA, INC. (CRD#:10205) IDAHO FALLS, ID
IA
 07/05/2005 - 02/16/2006 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) BLACKFOOT, ID
B
 06/17/2005 - 02/16/2006 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.