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Detailed Report
G MIGUEL ALVES
GERALDO MIGUEL ALVES, MIKE ALVES
CRD#: 4963763
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Investment Adviser
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Previous Broker
VIDA PRIVATE WEALTH LLCCRD#: 308575 301 NORTH LAKE AVENUE
SUITE 600
PASADENA, CA 91101
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2018 (12 years)2 FIRMS2018 - 2020 (1 year)IAVIDA PRIVATE WEALTH LLC (CRD# 308575)2020 - Present (4 years)
License(s)

State Registrations

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California 5/19/2020
Current Registration(s)
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VIDA PRIVATE WEALTH LLC (CRD#:308575)
301 NORTH LAKE AVENUE SUITE 600, PASADENA, CA 91101
Registered with this firm since 5/19/2020
Previous Registration(s)
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 10/11/2018 - 06/05/2020 CANTELLA & CO., INC. (CRD#:13905) Pasadena, CA
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 10/10/2018 - 06/05/2020 CANTELLA & CO., INC. (CRD#:13905) Pasadena, CA
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 04/21/2006 - 10/18/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
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 04/21/2006 - 10/18/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
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 08/22/2005 - 04/24/2006 MORGAN STANLEY (CRD#:7556) PASADENA, CA
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 07/08/2005 - 04/24/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.