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KRISTA LEE CAUCUTT-RATZ
KRISTA LEE CAUCUTT, KRISTA CAUCUTT
CRD#: 4963616
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2919 MALL DR
STE C
EAU CLAIRE, WI 54701-6872
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Arizona 12/14/2018

B
Michigan 12/14/2018

B
California 12/14/2018

B
Minnesota 3/26/2018

B
Colorado 1/18/2019

B
New York 4/5/2022

B
Florida 8/29/2018

B
Texas 12/14/2018

B
Georgia 12/14/2018

IA
Texas 12/17/2018

B
Illinois 12/14/2018

B
Washington 12/14/2018

B
Iowa 12/14/2018

B
Wisconsin 4/12/2006

B
Kentucky 11/14/2019

IA
Wisconsin 4/12/2006

B
Louisiana 12/14/2018

B
Wyoming 12/14/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2919 MALL DR STE C, EAU CLAIRE, WI 54701-6872
700 WOLSKE BAY ROAD SUITE 230, MENOMONIE, WI 54751
Registered with this firm since 4/12/2006

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2919 MALL DR STE C, EAU CLAIRE, WI 54701-6872
700 WOLSKE BAY ROAD SUITE 230, MENOMONIE, WI 54751
Registered with this firm since 4/12/2006

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.