• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROSS MICHAEL VAN KLAVEREN
Ross Van Klaveren
CRD#: 4963151
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 SAN ANTONIO, TX
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)3 FIRMS2007 - 2007 (<1 year)2 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2007 - 2019 (11 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)2006 - 2006 (<1 year)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2019 (1 year)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2009 - 2018 (9 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2007 - 2008 (1 year)
License(s)

State Registrations

B
Arizona 3/24/2022

B
South Carolina 3/24/2022

B
Idaho 3/24/2022

B
Texas 3/24/2022

B
New Jersey 3/24/2022

IA
Texas 3/24/2022

IA
New Jersey 8/8/2023

B
Virginia 3/24/2022

B
North Carolina 3/24/2022

B
Wisconsin 3/24/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
SAN ANTONIO, TX
Registered with this firm since 3/24/2022

B
LPL FINANCIAL LLC (CRD#:6413)
SAN ANTONIO, TX
Registered with this firm since 3/24/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/11/2019 - 03/25/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
02/11/2019 - 03/25/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
IA
01/08/2018 - 02/18/2019 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
09/06/2007 - 02/14/2019 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
01/02/2009 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) San Antonio, TX
IA
03/05/2007 - 12/31/2008 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
03/05/2007 - 12/31/2007 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
IA
01/05/2007 - 03/07/2007 SWBC INVESTMENT COMPANY (CRD#:140994) SAN ANTONIO, TX
B
01/03/2007 - 01/22/2007 SWBC INVESTMENT SERVICES, LLC (CRD#:133715) SAN ANTONIO, TX
B
08/02/2006 - 12/31/2006 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) SAN ANTONIO, TX
IA
07/27/2005 - 06/26/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN ANTONIO, TX
B
07/14/2005 - 06/26/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.