Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DAVID N. IVANCIC
CRD#: 4963074
IA
Investment Adviser
B
Broker
CADARET GRANT & CO INCCRD#: 10641 5892 MAIN STREET
WILLIAMSVILLE, NY 14221
Registration History
20062008201020122014201620182020202220242026IACADARET GRANT & CO INC (CRD# 10641)2021 - Present (3 years)BCADARET, GRANT & CO., INC. (CRD# 10641)2015 - Present (9 years)BMETLIFE SECURITIES INC. (CRD# 14251)2015 - 2015 (<1 year)BNEW ENGLAND SECURITIES (CRD# 615)2010 - 2015 (4 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)2006 - 2010 (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Colorado 10/5/2015
B
New York 10/5/2015
B
Florida 8/3/2021
IA
New York 5/4/2021
B
Massachusetts 10/5/2015
B
North Carolina 7/12/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CADARET GRANT & CO INC (CRD#:10641)
5892 MAIN STREET, WILLIAMSVILLE, NY 14221
Registered with this firm since 5/4/2021
B
CADARET, GRANT & CO., INC. (CRD#:10641)
5892 MAIN STREET, WILLIAMSVILLE, NY 14221
Registered with this firm since 10/5/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/02/2015 - 10/07/2015 METLIFE SECURITIES INC. (CRD#:14251) WILLIAMSVILLE, NY
B
 11/23/2010 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) WILLIAMSVILLE, NY
B
 09/06/2006 - 09/29/2010 LEGEND EQUITIES CORPORATION (CRD#:30999) AMHERST, NY
B
 07/29/2005 - 06/07/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.