Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DONALD ANDREW NEMETH JR
DONALD ANDREW NEMETH JR., DONALD ANDREW NEMETH
CRD#: 4962726
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 Woodbridge, CT
LINCOLN INVESTMENTCRD#: 519 Woodbridge, CT
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)IACAPITAL ANALYSTS (CRD# 162200)2018 - Present (6 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)2012 - 2017 (4 years)BFIRST INVESTORS CORPORATION (CRD# 305)2005 - 2012 (6 years)IALEGEND ADVISORY, LLC (CRD# 104761)2012 - 2019 (7 years)
License(s)

State Registrations

B
Alabama 1/22/2024
B
Massachusetts 1/3/2017
B
Colorado 1/3/2022
B
New Hampshire 1/3/2017
B
Connecticut 1/3/2017
B
New Mexico 1/4/2019
IA
Connecticut 6/8/2017
B
New York 1/3/2017
B
Florida 1/3/2017
B
North Carolina 1/3/2017
B
Georgia 7/12/2024
B
Ohio 1/3/2017
B
Kansas 1/3/2022
B
Pennsylvania 9/15/2017
B
Kentucky 1/3/2017
B
Rhode Island 1/4/2019
B
Maine 1/4/2019
B
South Carolina 1/3/2017
B
Maryland 1/3/2017
B
Texas 1/3/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
Woodbridge, CT
Registered with this firm since 11/30/2018
IA
LINCOLN INVESTMENT (CRD#:519)
Woodbridge, CT
Registered with this firm since 6/8/2017
B
LINCOLN INVESTMENT (CRD#:519)
Woodbridge, CT
Registered with this firm since 1/3/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/22/2012 - 10/04/2019 LEGEND ADVISORY, LLC (CRD#:104761) MILFORD, CT
B
 05/22/2012 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) MILFORD, CT
B
 06/10/2005 - 05/22/2012 FIRST INVESTORS CORPORATION (CRD#:305) NORTH HAVEN, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.