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Detailed Report
Richard Wayne Babineaux
CRD#: 4962501
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1121 W MAIN ST
SUITE A
MIDDLETON, ID 83644
Registration History
200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BPFS INVESTMENTS INC. (CRD# 10111)2005 - 2019 (14 years)
License(s)

State Registrations

B
California 11/16/2020
B
Montana 9/10/2020
B
Colorado 3/3/2021
B
Oregon 12/20/2019
B
Idaho 8/28/2019
B
Texas 3/3/2021
IA
Idaho 10/15/2019
IA
Texas 3/4/2021
B
Louisiana 5/19/2020
B
Utah 12/16/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1121 W MAIN ST SUITE A, MIDDLETON, ID 83644
Registered with this firm since 10/15/2019
B
EDWARD JONES (CRD#:250)
1121 W MAIN ST SUITE A, MIDDLETON, ID 83644
Registered with this firm since 8/28/2019
Previous Registration(s)
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B
 06/15/2005 - 08/27/2019 PFS INVESTMENTS INC. (CRD#:10111) BOISE, ID
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.