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Detailed Report
Michael B. Borders
MICHAEL B BORDERS, MICHAEL Brandon BORDERS
CRD#: 4961654
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 499 SOUTH PALM CANYON DRIVE
PALM SPRINGS, CA 92262
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2016 (6 years)2 FIRMS2016 - Present (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2010 (3 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2007 (2 years)
License(s)

State Registrations

B
Alabama 11/17/2024
B
New Jersey 4/11/2022
B
Arizona 3/5/2018
B
New Mexico 11/12/2020
B
California 6/24/2016
B
New York 8/12/2020
IA
California 6/24/2016
B
North Carolina 6/29/2016
B
Colorado 5/2/2023
B
Ohio 8/29/2022
B
Florida 7/5/2019
B
Oregon 5/14/2019
B
Hawaii 6/29/2020
B
Pennsylvania 2/6/2019
B
Illinois 7/24/2020
B
South Carolina 10/15/2018
B
Iowa 12/10/2024
B
Tennessee 5/15/2020
B
Maine 9/13/2021
B
Texas 6/24/2016
B
Maryland 1/26/2024
IA
Texas 6/24/2016
B
Massachusetts 4/4/2023
B
Virginia 10/21/2020
B
Michigan 10/6/2020
B
Washington 3/3/2017
B
Nebraska 12/8/2020
B
Wisconsin 2/11/2019
B
Nevada 8/13/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
499 SOUTH PALM CANYON DRIVE, PALM SPRINGS, CA 92262
Registered with this firm since 6/24/2016
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
499 SOUTH PALM CANYON DRIVE, PALM SPRINGS, CA 92262
Registered with this firm since 6/24/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/20/2010 - 06/20/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM DESERT, CA
B
 06/16/2010 - 06/20/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALM DESERT, CA
B
 05/29/2007 - 05/03/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ALISO VIEJO, CA
B
 05/19/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ALISO VIEJO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.