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CRISTINA BRIBONERIA
MARIA CRISTINA ADORA BRIBONERIA
CRD#: 4961280
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 35 Old Canton Street
ALPHARETTA, GA 30009
ALPHARETTA, GA 30009
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 3060 Peachtree Rd.
R24 One Buckhead Plaza
Atlanta, GA 30305
R24 One Buckhead Plaza
Atlanta, GA 30305
View By:
4/12/2022
Customer Dispute
Denied
9/8/2015
Employment Separation After Allegations
State Registrations
B
Alabama 10/28/2016
B
New Jersey 12/10/2015
B
Arkansas 7/20/2020
B
New Mexico 8/6/2021
B
California 9/10/2015
B
New York 9/10/2015
B
Colorado 3/1/2017
B
North Carolina 9/10/2015
B
District of Columbia 9/10/2015
B
Ohio 10/1/2015
B
Florida 12/28/2015
B
Oklahoma 4/25/2023
B
Georgia 9/10/2015
B
Pennsylvania 9/10/2015
IA
Georgia 5/4/2016
B
South Carolina 10/29/2024
B
Illinois 11/16/2018
B
Tennessee 1/20/2022
B
Indiana 1/5/2022
B
Texas 10/19/2015
B
Kentucky 11/27/2024
IA
Texas 7/27/2023
B
Louisiana 7/27/2017
B
Vermont 11/13/2024
B
Maryland 2/4/2016
B
Virginia 9/22/2015
B
Michigan 12/9/2015
B
Washington 9/10/2015
B
Nevada 3/22/2016
B
Wisconsin 11/12/2024
B
New Hampshire 12/4/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/4/2016
B
Registered with this firm since 9/10/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/18/2015 - 09/22/2016 | ALPHARETTA, GA | |
IA | 01/22/2009 - 09/08/2015 | ALPHARETTA, GA | |
B | 01/20/2009 - 09/08/2015 | ALPHARETTA, GA | |
IA | 07/18/2005 - 01/21/2009 | ATLANTA, GA | |
B | 07/12/2005 - 01/21/2009 | ATLANTA, GA | |
B | 07/12/2005 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.