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STEVEN NATALE FINOCCHIARO
CRD#: 4959175
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 91 MONTVALE AVE
STONEHAM, MA 02180
CETERA ADVISOR NETWORKS LLCCRD#: 13572 91 MONTVALE AVE
STONEHAM, MA 02180
Registration History
20062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2009 - 2013 (4 years)BPFS INVESTMENTS INC. (CRD# 10111)2005 - 2008 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2015 - 2023 (8 years)
License(s)

State Registrations

B
Arizona 10/3/2022

IA
New Hampshire 6/29/2023

B
California 1/4/2021

B
New Jersey 9/3/2013

B
Connecticut 9/12/2023

B
New York 1/3/2018

B
Florida 3/5/2015

B
Ohio 9/3/2013

B
Georgia 1/6/2016

B
Pennsylvania 11/2/2021

B
Maine 1/2/2020

B
Rhode Island 9/3/2013

B
Massachusetts 9/3/2013

B
South Carolina 8/10/2023

IA
Massachusetts 6/29/2023

B
Texas 3/30/2015

B
Montana 4/20/2021

IA
Texas 6/29/2023

B
Nevada 4/13/2020

B
Vermont 8/7/2020

B
New Hampshire 9/3/2013

B
Virginia 9/28/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
91 MONTVALE AVE, STONEHAM, MA 02180
MANCHESTER, NH
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
91 MONTVALE AVE, STONEHAM, MA 02180
MANCHESTER, NH
Registered with this firm since 9/3/2013

Previous Registration(s)
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IA
03/30/2015 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
01/05/2009 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) STONEHAM, MA
B
07/14/2005 - 12/26/2008 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.