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DAVID K ALVAREZ
CRD#: 4957825
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Investment Adviser
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Previous Broker
PAX FINANCIAL GROUPCRD#: 284164 270 NORTH LOOP 1604 EAST
SUITE 200
SAN ANTONIO, TX 78232
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2019 (3 years)IAPAX FINANCIAL GROUP (CRD# 284164)2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - 2012 (3 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2005 - 2008 (3 years)
Disclosure(s)
View By:
8/24/2015
Employment Separation After Allegations
License(s)

State Registrations

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Texas 9/26/2019

Current Registration(s)
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PAX FINANCIAL GROUP (CRD#:284164)
270 NORTH LOOP 1604 EAST SUITE 200, SAN ANTONIO, TX 78232
Registered with this firm since 9/26/2019

Previous Registration(s)
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12/01/2015 - 08/21/2019 INTERCONTINENTAL WEALTH ADVISORS, LLC (CRD#:114787) SAN ANTONIO, TX
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11/12/2015 - 08/21/2019 INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD. (CRD#:22408) SAN ANTONIO, TX
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10/11/2012 - 09/10/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
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10/01/2008 - 09/27/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
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10/07/2005 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.