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Detailed Report
JUSTIN NICHOLAS JAMES
CRD#: 4957796
IA
Investment Adviser
B
Broker
FIFTH THIRD SECURITIES, INC.CRD#: 628 3800 WEST DUBLIN-GRANVILLE ROAD
DUBLIN, OH 43017
Registration History
2008201020122014201620182020202220242026IAFIFTH THIRD SECURITIES, INC. (CRD# 628)2014 - Present (10 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2010 - Present (14 years)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2008 - 2010 (2 years)
License(s)

State Registrations

B
Arizona 5/7/2018
B
Montana 12/10/2024
B
California 5/7/2018
B
New Jersey 11/19/2020
B
Colorado 11/19/2020
B
New York 5/7/2018
B
Connecticut 2/19/2020
B
North Carolina 5/8/2018
B
Florida 5/7/2018
B
Ohio 11/3/2010
B
Georgia 5/7/2018
IA
Ohio 4/2/2014
B
Illinois 5/7/2018
B
Oregon 5/7/2018
B
Indiana 11/3/2010
B
South Carolina 5/7/2018
B
Kentucky 5/7/2018
B
Tennessee 2/12/2021
B
Michigan 5/7/2018
B
Texas 5/7/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIFTH THIRD SECURITIES, INC. (CRD#:628)
3800 WEST DUBLIN-GRANVILLE ROAD, DUBLIN, OH 43017
8353 SANCUS BLVD., COLUMBUS, OH 43240
Registered with this firm since 4/2/2014
B
FIFTH THIRD SECURITIES, INC. (CRD#:628)
3800 WEST DUBLIN-GRANVILLE ROAD, DUBLIN, OH 43017
8353 SANCUS BLVD., COLUMBUS, OH 43240
Registered with this firm since 10/27/2010
Previous Registration(s)
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 02/26/2008 - 07/30/2010 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) POWELL, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.