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ALAIN DIEGUEZ HERRERA
ALAIN DIEGUEZ, ALAIN DIEGUEZ HERRERA, ALAIN HERRERA
CRD#: 4956774
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1200 WESTON RD
WESTON, FL 33326
WESTON, FL 33326
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 4480 WESTON RD
DAVIE, FL 33331
DAVIE, FL 33331
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 3/24/2017
B
New Jersey 5/25/2023
B
California 5/7/2015
B
New York 5/2/2012
B
Florida 5/2/2012
B
North Carolina 5/8/2015
IA
Florida 9/16/2016
B
Pennsylvania 2/10/2022
B
Georgia 5/7/2015
B
South Carolina 5/7/2015
B
Idaho 7/11/2023
B
Tennessee 2/26/2021
B
Illinois 3/24/2017
B
Texas 5/7/2015
B
Kentucky 1/6/2023
IA
Texas 11/6/2018
B
Massachusetts 10/19/2020
B
Virginia 7/14/2021
B
Michigan 8/23/2024
B
Wisconsin 5/7/2015
B
Minnesota 3/24/2017
SRO Registrations
B
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IA
Registered with this firm since 9/16/2016
B
Registered with this firm since 5/2/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/25/2012 - 12/31/2016 | HOLLYWOOD, FL | |
B | 03/17/2010 - 04/23/2012 | MIAMI BEACH, FL | |
B | 07/20/2005 - 02/01/2010 | MIRAMAR, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.