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ANGIE RENEE HUBBARD
ANGIE RENEE WESSELS MS
CRD#: 4956724
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 2020 A 3rd Ave NW
Waverly, IA 50677
Waverly, IA 50677
0
Disclosures
18
Years of Experience
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State Registrations
B
Florida 1/6/2020
B
Minnesota 1/24/2025
B
Iowa 4/30/2009
B
Missouri 4/28/2020
IA
Iowa 7/28/2015
B
Texas 1/4/2021
B
Kansas 12/18/2019
B
Wisconsin 1/20/2022
SRO Registrations
B
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IA
Registered with this firm since 7/28/2015
B
Registered with this firm since 4/30/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/13/2005 - 08/16/2007 | CEDAR FALLS, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.