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COURTNEY D TROYANO
COURTNEY D COLLETT
CRD#: 4956257
IA
B
NEWEDGE ADVISORSCRD#: 171351 2900 Adams Rd, Suite 130
Norman, OK 73069
Norman, OK 73069
NEWEDGE SECURITIES, LLCCRD#: 10674 2900 Adams Rd
SUITE 130
NORMAN, OK 73069
SUITE 130
NORMAN, OK 73069
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alabama 1/3/2023
B
Missouri 1/12/2022
B
Arizona 1/12/2022
B
Ohio 1/12/2022
B
Colorado 1/12/2022
B
Oklahoma 1/12/2022
B
Florida 1/12/2022
IA
Oklahoma 1/12/2022
B
Louisiana 1/12/2022
B
South Carolina 1/12/2022
IA
Louisiana 12/11/2024
B
Texas 1/12/2022
B
Massachusetts 1/12/2022
IA
Texas 1/12/2022
B
Mississippi 1/12/2022
B
Virginia 1/3/2023
SRO Registrations
B
B
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IA
Registered with this firm since 1/12/2022
B
Registered with this firm since 1/12/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/22/2011 - 02/01/2022 | Norman, OK | |
B | 06/01/2009 - 02/01/2022 | Norman, OK | |
B | 09/04/2007 - 06/01/2009 | NORMAN, OK | |
B | 10/13/2006 - 08/21/2007 | PURCELL, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.