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Detailed Report
SHERI L AMIRSOLEIMANI
SHERI L NIMS
CRD#: 4955859
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8474 ROZITA LEE AVE STE 400
LAS VEGAS, NV 89113
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2013 (1 year)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2009 - 2009 (<1 year)BSMH CAPITAL INC. (CRD# 20580)2008 - 2009 (<1 year)
Disclosure(s)
View By:
12/4/2020
Financial
Final
12/4/2020
Financial
Final
License(s)

State Registrations

B
Alabama 1/2/2018
IA
Nevada 11/5/2014
B
Alaska 1/2/2018
B
New Jersey 1/2/2018
B
Arizona 12/8/2017
B
New Mexico 1/2/2018
IA
Arizona 12/11/2017
B
New York 1/2/2018
B
California 1/2/2018
B
North Carolina 1/3/2018
B
Colorado 1/2/2018
B
Ohio 3/3/2020
B
Connecticut 1/2/2018
B
Oklahoma 1/2/2018
B
Delaware 1/2/2018
B
Oregon 1/2/2018
B
Florida 1/2/2018
B
Pennsylvania 1/2/2018
B
Georgia 1/2/2018
B
South Carolina 1/2/2018
B
Hawaii 11/25/2022
B
Tennessee 1/2/2018
B
Idaho 1/2/2018
B
Texas 1/2/2018
B
Illinois 1/2/2018
IA
Texas 1/3/2018
B
Iowa 1/2/2018
B
Utah 1/2/2018
B
Kentucky 10/6/2021
B
Vermont 6/9/2023
B
Maryland 1/2/2018
B
Virginia 1/2/2018
B
Massachusetts 1/2/2018
B
Washington 1/2/2018
B
Missouri 1/2/2018
B
Wisconsin 1/2/2018
B
Nevada 10/17/2014
B
Wyoming 1/2/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8474 ROZITA LEE AVE STE 400, LAS VEGAS, NV 89113
Registered with this firm since 11/5/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8474 ROZITA LEE AVE STE 400, LAS VEGAS, NV 89113
Registered with this firm since 10/17/2014
Previous Registration(s)
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IA
 04/11/2012 - 09/04/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LAS VEGAS, NV
B
 04/11/2012 - 09/04/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LAS VEGAS, NV
IA
 06/07/2010 - 04/03/2012 WEDBUSH SECURITIES INC. (CRD#:877) LAS VEGAS, NV
B
 06/07/2010 - 04/03/2012 WEDBUSH SECURITIES INC. (CRD#:877) LAS VEGAS, NV
IA
 11/20/2009 - 06/24/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) LAS VEGAS, NV
B
 06/01/2009 - 06/24/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) LAS VEGAS, NV
B
 02/12/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LAS VEGAS, NV
B
 02/28/2008 - 01/22/2009 SMH CAPITAL INC. (CRD#:20580) HENDERSON, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.