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DAVID ROBERT SAROTTE
CRD#: 4955498
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 33493 W 14 Mile Rd Ste 80
FARMINGTON HILLS, MI 48331
Registration History
1995200020052010201520202025IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2010 - Present (14 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2009 - Present (15 years)
Disclosure(s)
View By:
11/4/1994
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 12/22/2022

IA
Michigan 8/27/2010

B
Arizona 12/16/2022

B
New Jersey 12/22/2022

B
California 12/22/2022

B
North Carolina 12/21/2022

B
Colorado 10/11/2019

B
Ohio 2/17/2021

B
Florida 10/11/2019

B
Oregon 1/12/2023

B
Illinois 12/22/2022

B
Pennsylvania 12/16/2021

B
Indiana 12/22/2022

B
Virginia 12/22/2022

B
Massachusetts 2/17/2021

B
Washington 12/21/2022

B
Michigan 4/6/2010

B
Wisconsin 10/11/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
33493 W 14 Mile Rd Ste 80, FARMINGTON HILLS, MI 48331
Royal Oak, MI
Registered with this firm since 8/27/2010

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
33493 W 14 Mile Rd Ste 80, FARMINGTON HILLS, MI 48331
Royal Oak, MI
Registered with this firm since 10/9/2009

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.