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Detailed Report
KATARZYNA NIA ZAK-SZYNAKIEWICZ
KATARZYNA NIA ZAK, Kasia Zak-Szynakiewicz
CRD#: 4955493
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8181 E Tufts Ave
Ste 520
DENVER, CO 80237-2580
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (16 years)
License(s)

State Registrations

B
Colorado 1/28/2009
B
Missouri 6/21/2022
IA
Colorado 1/28/2009
B
North Carolina 6/21/2022
B
Idaho 6/21/2022
B
Wyoming 6/21/2022
B
Illinois 6/21/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8181 E Tufts Ave Ste 520, DENVER, CO 80237-2580
Golden, CO
Registered with this firm since 1/28/2009
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8181 E Tufts Ave Ste 520, DENVER, CO 80237-2580
Golden, CO
Registered with this firm since 1/28/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.