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ERIC J. RODRIGUEZ
ERIC JOHN RODRIGUEZ
CRD#: 4955439
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 4625 CENTERVIEW DRIVE
SAN ANTONIO, TX 78228
Registration History
200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2021 (8 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2010 - 2013 (3 years)BGUARANTY BROKERAGE SERVICES, INC. (CRD# 23302)2005 - 2009 (4 years)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2017 - 2021 (4 years)
Disclosure(s)
View By:
12/11/2018
Customer Dispute
Settled
8/12/2014
Customer Dispute
Denied
License(s)

State Registrations

B
California 8/16/2021

B
Texas 8/16/2021

B
Colorado 8/16/2021

IA
Texas 8/19/2021

B
Georgia 8/16/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
4625 CENTERVIEW DRIVE, SAN ANTONIO, TX 78228
3101 THOUSAND OAKS DRIVE, SAN ANTONIO, TX 78247
Registered with this firm since 8/19/2021

B
PNC INVESTMENTS (CRD#:129052)
4625 CENTERVIEW DRIVE, SAN ANTONIO, TX 78228
3101 THOUSAND OAKS DRIVE, SAN ANTONIO, TX 78247
Registered with this firm since 8/16/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/05/2017 - 08/17/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) San Antonio, TX
B
05/16/2013 - 08/16/2021 BBVA SECURITIES INC. (CRD#:27060) SAN ANTONIO, TX
B
03/11/2010 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) SAN ANTONIO, TX
B
05/26/2005 - 12/23/2009 GUARANTY BROKERAGE SERVICES, INC. (CRD#:23302) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.