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TERESA MAE ORCUTT
TERESA MAE FRANCIS
CRD#: 4953935
IA
B
MORGAN STANLEYCRD#: 149777 3909 Castlevale Rdoad
Suite 100
Yakima, WA 98902
Suite 100
Yakima, WA 98902
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 6/15/2023
B
Nevada 2/13/2013
B
Alaska 11/19/2014
B
New Hampshire 6/15/2023
B
Arizona 2/13/2013
B
New Jersey 6/15/2023
B
Arkansas 6/15/2023
B
New Mexico 8/7/2018
B
California 2/13/2013
B
New York 11/24/2014
B
Colorado 2/13/2013
B
North Carolina 8/1/2018
B
Connecticut 5/27/2020
B
North Dakota 6/15/2023
B
Delaware 6/15/2023
B
Ohio 3/21/2016
B
District of Columbia 6/15/2023
B
Oklahoma 6/15/2023
B
Florida 7/17/2015
B
Oregon 2/13/2013
B
Georgia 2/13/2013
B
Pennsylvania 4/17/2014
B
Hawaii 2/13/2013
B
Puerto Rico 6/15/2023
B
Idaho 2/13/2013
B
Rhode Island 6/15/2023
B
Illinois 2/13/2013
B
South Carolina 6/15/2023
B
Indiana 4/20/2022
B
South Dakota 6/15/2023
B
Iowa 6/15/2023
B
Tennessee 2/13/2013
B
Kansas 6/15/2023
B
Texas 4/17/2014
B
Kentucky 6/15/2023
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Texas 5/12/2016
B
Louisiana 3/18/2016
B
Utah 4/17/2014
B
Maine 2/13/2013
B
Vermont 6/15/2023
B
Maryland 2/13/2013
B
Virgin Islands 6/15/2023
B
Massachusetts 6/15/2023
B
Virginia 12/4/2020
B
Michigan 11/24/2014
B
Washington 2/13/2013
B
Minnesota 2/13/2013
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Washington 5/12/2016
B
Mississippi 11/21/2019
B
West Virginia 9/24/2020
B
Missouri 6/15/2023
B
Wisconsin 6/15/2023
B
Montana 5/8/2023
B
Wyoming 6/15/2023
B
Nebraska 11/21/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/12/2016
B
Registered with this firm since 2/13/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/07/2007 - 02/08/2013 | YAKIMA, WA | |
B | 10/10/2005 - 06/14/2007 | YAKIMA, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.