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JAN ELIZABETH ALLEN
JAN ELIZABETH ANNAS
CRD#: 4953638
IA
B
MORGAN STANLEYCRD#: 149777 100 North Main Street
Suite 2500
Winston-Salem, NC 27101
Suite 2500
Winston-Salem, NC 27101
0
Disclosures
19
Years of Experience
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State Registrations
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Alabama 7/29/2022
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Nebraska 2/22/2019
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Alaska 8/8/2022
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Nevada 3/4/2019
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Arizona 11/16/2022
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New Hampshire 1/8/2019
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Arkansas 2/21/2019
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New Jersey 4/7/2015
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California 9/14/2022
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New Mexico 2/21/2019
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Colorado 11/14/2022
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New York 1/7/2019
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Connecticut 4/29/2016
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North Carolina 6/1/2009
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Delaware 3/9/2021
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North Carolina 11/25/2019
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District of Columbia 11/9/2022
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North Dakota 2/25/2019
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Florida 6/1/2009
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Ohio 11/27/2012
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Florida 3/12/2015
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Oklahoma 11/30/2022
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Georgia 6/1/2009
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Oregon 10/27/2022
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Hawaii 1/5/2023
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Pennsylvania 11/21/2022
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Idaho 11/18/2022
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Puerto Rico 3/5/2019
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Illinois 1/12/2016
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Rhode Island 3/1/2019
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Indiana 2/21/2019
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South Carolina 2/20/2019
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Iowa 9/15/2022
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South Dakota 2/20/2019
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Kansas 11/18/2022
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Tennessee 11/22/2022
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Kentucky 12/20/2022
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Texas 2/26/2019
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Louisiana 11/4/2022
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Texas 11/19/2019
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Maine 4/7/2015
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Utah 4/7/2015
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Maryland 12/13/2022
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Vermont 3/16/2023
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Massachusetts 9/28/2016
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Virgin Islands 10/17/2022
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Michigan 9/19/2022
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Virginia 3/20/2023
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Minnesota 2/21/2019
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Washington 2/20/2019
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Mississippi 2/21/2019
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West Virginia 11/29/2022
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Missouri 10/17/2022
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Wisconsin 2/20/2019
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Montana 6/16/2021
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Wyoming 11/21/2022
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | ATLANTA, GA | |
B | 04/02/2007 - 06/01/2009 | ATLANTA, GA | |
IA | 08/30/2005 - 04/02/2007 | ATLANTA, GA | |
B | 08/25/2005 - 04/02/2007 | ATLANTA, GA | |
IA | 06/09/2005 - 09/02/2005 | ATLANTA, GA | |
B | 05/18/2005 - 09/02/2005 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.