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ZHONGGUANG CHEN
CHARLEY CHEN, CHARLIE CHEN
CRD#: 4952761
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 875 EL CAMINO REAL
SAN BRUNO, CA 94066
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
California 10/1/2015

B
New York 12/9/2015

IA
California 10/2/2015

B
North Carolina 6/27/2024

B
Colorado 2/23/2023

B
Oregon 4/16/2024

B
Florida 1/12/2024

B
Pennsylvania 8/31/2020

B
Idaho 11/21/2023

B
Texas 12/17/2024

B
Maryland 9/3/2024

IA
Texas 12/17/2024

B
Nevada 4/1/2021

B
Washington 2/11/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
875 EL CAMINO REAL, SAN BRUNO, CA 94066
Registered with this firm since 10/2/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
875 EL CAMINO REAL, SAN BRUNO, CA 94066
Registered with this firm since 10/1/2015

Previous Registration(s)
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IA
10/01/2012 - 10/07/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) BURLINGAME, CA
B
10/01/2012 - 10/07/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) BURLINGAME, CA
IA
01/05/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MILLBRAE, CA
B
01/05/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MILLBRAE, CA
IA
06/18/2008 - 12/18/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN JOSE, CA
B
06/04/2008 - 12/18/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) SAN JOSE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.