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Jennifer Feick Small
JENNIFER LYNN FEICK, JENNIFER FEICK, JENNIFER F SMALL, JENNIFER FEICK SMALL
CRD#: 4952468
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 150 S. Wacker Drive
Chicago, IL 60606-4111
Registration History
20082010201220142016201820202022202420262 FIRMS2019 - 2019 (<1 year)2 FIRMS2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2019 (2 years)BRBS SECURITIES INC. (CRD# 11707)2014 - 2015 (1 year)BBARCLAYS CAPITAL INC. (CRD# 19714)2010 - 2014 (3 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2009 - 2010 (<1 year)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Illinois 6/27/2024

B
Texas 1/9/2022

IA
Illinois 7/8/2024

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
150 S. Wacker Drive, Chicago, IL 60606-4111
Registered with this firm since 6/9/2021

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
150 S. Wacker Drive, Chicago, IL 60606-4111
Registered with this firm since 6/9/2021

Previous Registration(s)
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IA
09/20/2019 - 10/14/2019 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) WHITE PLAINS, NY
B
09/09/2019 - 10/14/2019 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) WHITE PLAINS, NY
B
02/21/2017 - 09/09/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
01/30/2014 - 04/29/2015 RBS SECURITIES INC. (CRD#:11707) STAMFORD, CT
B
04/21/2010 - 02/04/2014 BARCLAYS CAPITAL INC. (CRD#:19714) NEW YORK, NY
B
07/13/2009 - 04/13/2010 STERNE, AGEE & LEACH, INC. (CRD#:791) NEW YORK, NY
B
05/06/2008 - 02/24/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.