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ROBERT J RAY
ROBERT JACKSON RAY
CRD#: 4952365
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 32300 NORTHWESTERN HWY STE 150
FARMINGTON HILLS, MI 48334
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Alabama 9/25/2012

B
Minnesota 12/16/2020

B
Arizona 4/26/2006

B
Montana 7/25/2022

B
California 4/26/2006

B
Nevada 1/4/2012

B
Colorado 4/26/2006

B
New Jersey 1/4/2012

B
District of Columbia 7/25/2022

B
New Mexico 12/18/2020

B
Florida 4/26/2006

B
New York 4/26/2006

B
Georgia 2/6/2012

B
North Carolina 9/7/2010

B
Hawaii 2/8/2022

B
Ohio 2/6/2012

B
Illinois 12/16/2020

B
Pennsylvania 3/29/2016

B
Indiana 12/16/2020

B
South Carolina 2/6/2012

B
Iowa 9/14/2022

B
South Dakota 11/4/2021

B
Kansas 7/25/2022

B
Tennessee 12/16/2020

B
Maryland 2/14/2022

B
Texas 4/26/2006

B
Massachusetts 7/25/2022

IA
Texas 5/23/2006

B
Michigan 2/3/2006

B
Washington 12/16/2020

IA
Michigan 9/17/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Rochester, MI
Registered with this firm since 5/23/2006

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
32300 NORTHWESTERN HWY STE 150, FARMINGTON HILLS, MI 48334
Rochester, MI
Registered with this firm since 1/19/2006

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.