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Jason David Roeske
JASON DAVID ROESKE, JASON ROESKE
CRD#: 4951808
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 525 Fulton Avenue
Sacramento, CA 95825-4812
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2016 (<1 year)3 FIRMS2016 - 2018 (2 years)2 FIRMS2019 - Present (6 years)BCOMERICA SECURITIES (CRD# 17079)2010 - 2012 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2010 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (<1 year)IACOMERICA SECURITIES (CRD# 17079)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alaska 1/8/2020

B
Minnesota 1/3/2020

B
Arizona 1/6/2020

B
Montana 1/2/2020

B
California 1/10/2019

B
Nevada 1/23/2020

IA
California 1/11/2019

B
New Jersey 1/2/2020

B
Colorado 1/6/2020

B
New York 1/13/2020

B
Connecticut 1/2/2020

B
North Carolina 1/6/2020

B
Florida 1/3/2020

B
Ohio 1/2/2020

B
Georgia 1/10/2020

B
Oklahoma 1/9/2020

B
Hawaii 1/3/2020

B
Oregon 1/7/2020

B
Idaho 1/8/2020

B
Pennsylvania 1/2/2020

B
Illinois 1/24/2020

B
South Carolina 1/7/2020

B
Indiana 1/2/2020

B
Tennessee 1/7/2020

B
Louisiana 1/3/2020

B
Texas 1/2/2020

B
Maine 1/3/2020

B
Virginia 1/3/2020

B
Maryland 1/3/2020

B
Washington 1/2/2020

B
Massachusetts 1/3/2020

B
Wisconsin 1/2/2020

B
Michigan 1/6/2020

B
Wyoming 1/2/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
525 Fulton Avenue, Sacramento, CA 95825-4812
Registered with this firm since 1/11/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
525 Fulton Avenue, Sacramento, CA 95825-4812
Registered with this firm since 1/10/2019

Previous Registration(s)
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IA
09/08/2016 - 12/26/2018 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Roseville, CA
IA
09/08/2016 - 12/26/2018 TD AMERITRADE, INC. (CRD#:7870) ROSEVILLE, CA
B
09/08/2016 - 12/26/2018 TD AMERITRADE, INC. (CRD#:7870) ROSEVILLE, CA
IA
12/02/2015 - 09/02/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CARMICHAEL, CA
B
12/03/2015 - 09/02/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CARMICHAEL, CA
IA
06/18/2015 - 09/15/2015 CITY NATIONAL SECURITIES, INC. (CRD#:103705) San Diego, CA
B
06/17/2015 - 09/15/2015 CITY NATIONAL SECURITIES, INC. (CRD#:103705) San Diego, CA
IA
04/03/2012 - 06/04/2015 STRATEGIC ADVISERS, INC. (CRD#:104555) SAN DIEGO, CA
B
03/29/2012 - 06/03/2015 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SAN DIEGO, CA
IA
03/22/2011 - 03/16/2012 COMERICA SECURITIES (CRD#:17079) SAN DIEGO, CA
B
10/29/2010 - 03/16/2012 COMERICA SECURITIES (CRD#:17079) SAN DIEGO, CA
B
10/23/2009 - 10/27/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN DIEGO, CA
B
11/13/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.