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Detailed Report
JUDSON LUDING PLATZ
JUDD PLATZ
CRD#: 4951600
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 Mequon, WI
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (19 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2006 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Wisconsin 2/13/2006
IA
Wisconsin 2/13/2006

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
Mequon, WI
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202-5391
Registered with this firm since 2/13/2006
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
Mequon, WI
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Registered with this firm since 2/13/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/11/2006 - 01/30/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/23/2005 - 07/07/2005 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.