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AMY MARIE TURNER
AMY MARIE SUNDERHAUS
CRD#: 4950946
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 THE TOWERS AT KENWOOD
CINCINNATI, OH 45236
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - Present (18 years)
License(s)

State Registrations

B
Arizona 1/10/2013

B
Missouri 1/10/2013

B
Arkansas 2/17/2022

B
Montana 4/28/2010

B
California 2/9/2007

B
Nebraska 1/15/2025

IA
California 2/9/2007

B
Nevada 1/15/2025

B
Colorado 6/13/2024

B
New Hampshire 1/15/2025

B
Connecticut 2/17/2022

B
New Jersey 11/24/2010

B
Delaware 4/28/2010

B
New York 4/28/2010

B
District of Columbia 5/7/2019

B
North Carolina 4/28/2010

B
Florida 1/27/2009

B
Ohio 2/9/2007

B
Georgia 8/13/2021

IA
Ohio 2/9/2007

B
Idaho 1/15/2025

B
Oklahoma 1/15/2025

B
Illinois 4/28/2010

B
Oregon 2/17/2022

B
Indiana 1/27/2009

B
Pennsylvania 4/28/2010

B
Iowa 2/17/2022

B
Rhode Island 2/17/2022

B
Kansas 4/28/2010

B
South Carolina 1/10/2013

B
Kentucky 1/27/2009

B
Tennessee 2/17/2022

B
Louisiana 1/15/2025

B
Texas 4/28/2010

B
Maine 2/17/2022

B
Vermont 2/17/2022

B
Maryland 4/28/2010

B
Virginia 11/24/2010

B
Massachusetts 1/23/2015

B
Washington 2/17/2022

B
Michigan 1/27/2009

B
West Virginia 1/8/2024

B
Minnesota 2/17/2022

B
Wisconsin 1/15/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
THE TOWERS AT KENWOOD, CINCINNATI, OH 45236
Registered with this firm since 2/9/2007

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
THE TOWERS AT KENWOOD, CINCINNATI, OH 45236
Registered with this firm since 2/9/2007

Previous Registration(s)
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IA
12/08/2005 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) CINCINNATI, OH
B
06/21/2005 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) CINCINNATI, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.