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Detailed Report
DAVID JOSEPH CARIANI
DAVID CARIANI
CRD#: 4950458
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Investment Adviser
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 12636 High Bluff Drive, Suite 400
San Diego, CA 92130
Registration History
20062008201020122014201620182020202220242026IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2022 - Present (2 years)IACENTURA WEALTH ADVISORY (CRD# 296985)2019 - 2023 (3 years)IAREILLY FINANCIAL ADVISORS (CRD# 110315)2013 - 2019 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2013 (1 year)IAVALUEVEST MANAGEMENT COMPANY I... (CRD# 135365)2005 - 2008 (3 years)
License(s)

State Registrations

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California 12/22/2022
Current Registration(s)
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PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
12636 High Bluff Drive, Suite 400, San Diego, CA 92130
Registered with this firm since 12/22/2022
Previous Registration(s)
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 02/04/2019 - 01/24/2023 CENTURA WEALTH ADVISORY (CRD#:296985) SAN DIEGO, CA
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 04/18/2013 - 02/28/2019 REILLY FINANCIAL ADVISORS (CRD#:110315) LA MESA, CA
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 06/10/2011 - 04/12/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SACRAMENTO, CA
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 09/13/2005 - 12/14/2008 VALUEVEST MANAGEMENT COMPANY II, LLC (CRD#:135365) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.