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Detailed Report
BRETT JOSEPH GIACONIA
BRETT J GIACONIA
CRD#: 4950239
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1201 NEW RD, STE 207
CORNERSTONE COMMERCE CENTER
LINWOOD, NJ 08221
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - Present (19 years)
License(s)

State Registrations

B
Alaska 2/9/2010
IA
New Jersey 1/13/2006
B
Arizona 9/15/2022
B
New York 5/15/2009
B
Colorado 1/6/2014
B
North Carolina 4/14/2008
B
Florida 1/13/2006
B
Pennsylvania 1/13/2006
B
Iowa 4/19/2011
B
South Carolina 4/10/2008
B
Maryland 8/13/2018
B
Texas 9/14/2021
B
Michigan 5/11/2023
B
Virginia 1/30/2006
B
Montana 9/15/2020
B
Washington 6/2/2021
B
New Jersey 1/13/2006
B
West Virginia 6/18/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1201 NEW RD, STE 207 CORNERSTONE COMMERCE CENTER, LINWOOD, NJ 08221
Registered with this firm since 1/13/2006
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1201 NEW RD, STE 207 CORNERSTONE COMMERCE CENTER, LINWOOD, NJ 08221
Registered with this firm since 1/13/2006
Previous Registration(s)
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IA
 07/06/2005 - 01/17/2006 MORGAN STANLEY (CRD#:7556) NORTHFIELD, NJ
B
 06/10/2005 - 01/17/2006 MORGAN STANLEY DW INC. (CRD#:7556) NORTHFIELD, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.