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PHILIP CRAIG GRANDE
PHIL CRAIG GRANDE, PHILIP GRANDE
CRD#: 4950083
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6123 OLD US HWY 52
LEXINGTON, NC 27295
CETERA INVESTMENT SERVICES LLCCRD#: 15340 6123 OLD US HWY 52
LEXINGTON, NC 27295
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2007 - 2017 (9 years)BUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2005 - 2007 (2 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2017 (8 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 5/30/2023

IA
North Carolina 5/16/2017

B
Florida 5/16/2017

B
South Carolina 5/16/2017

B
Indiana 6/6/2024

B
Virginia 5/16/2017

B
North Carolina 5/16/2017

B
West Virginia 2/21/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
6123 OLD US HWY 52, LEXINGTON, NC 27295
Registered with this firm since 5/16/2017

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
6123 OLD US HWY 52, LEXINGTON, NC 27295
Registered with this firm since 5/16/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2009 - 05/17/2017 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) LEXINGTON, NC
B
11/13/2007 - 05/17/2017 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LEXINGTON, NC
IA
04/07/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) LEXINGTON, NC
B
05/03/2005 - 11/13/2007 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) CLEMMONS, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.