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Cassia Serena Stefanini
CASSIA STEFANINI
CRD#: 4949315
IA
B
PRIMERICA ADVISORSCRD#: 10111 15338 CENTRAL AVENUE
SUITE 119
CHINO, CA 91710
SUITE 119
CHINO, CA 91710
0
Disclosures
16
Years of Experience
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State Registrations
B
California 3/15/2019
IA
California 3/15/2019
SRO Registrations
B
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IA
Registered with this firm since 3/15/2019
B
Registered with this firm since 3/15/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2008 - 04/05/2017 | CHINO HILLS, CA | |
B | 10/22/2007 - 04/05/2017 | CHINO HILLS, CA | |
B | 01/12/2006 - 03/05/2007 | ONTARIO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.