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BRAD JOSEPH SCHNEIDER
CRD#: 4949143
IA
B
GOOD LIFE ADVISORS, LLCCRD#: 171898 Douglassville, PA
LPL FINANCIAL LLCCRD#: 6413 2395 LANCASTER PIKE
READING, PA 19607
READING, PA 19607
0
Disclosures
19
Years of Experience
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State Registrations
B
Florida 10/8/2014
B
New Jersey 4/2/2012
B
Georgia 11/23/2015
B
Pennsylvania 3/30/2012
B
Maryland 6/26/2018
IA
Pennsylvania 10/31/2014
B
Missouri 4/6/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
Registered with this firm since 3/30/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/30/2012 - 11/04/2014 | WYOMISSING, PA | |
IA | 08/24/2005 - 04/03/2012 | LANCASTER, PA | |
B | 08/24/2005 - 04/03/2012 | LANCASTER, PA | |
B | 08/24/2005 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.