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Detailed Report
ADAM TOTH
TOTH
CRD#: 4948373
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 143 UNION BLVD
STE 1050
LAKEWOOD, CO 80228
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BEDWARD JONES (CRD# 250)2005 - 2014 (9 years)IAEDWARD JONES (CRD# 250)2010 - 2014 (3 years)
License(s)

State Registrations

B
California 7/21/2017
IA
Michigan 6/18/2014
B
Colorado 11/6/2020
B
Missouri 11/13/2018
IA
Colorado 12/18/2020
B
Nevada 3/4/2025
B
Florida 9/9/2020
B
Ohio 6/16/2014
B
Iowa 7/31/2018
B
Washington 3/14/2022
B
Michigan 6/16/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
143 UNION BLVD STE 1050, LAKEWOOD, CO 80228
Registered with this firm since 6/18/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
143 UNION BLVD STE 1050, LAKEWOOD, CO 80228
Registered with this firm since 6/16/2014
Previous Registration(s)
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IA
 09/24/2010 - 06/17/2014 EDWARD JONES (CRD#:250) ANN ARBOR, MI
B
 06/21/2005 - 06/17/2014 EDWARD JONES (CRD#:250) ANN ARBOR, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.