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RAUL ROHR
CRD#: 4946818
IA
Investment Adviser
B
Broker
BOLTON GLOBAL ASSET MANAGEMENTCRD#: 129376 1441 BRICKELL AVENUE
SUITE 1700
MIAMI, FL 33131
BOLTON GLOBAL CAPITALCRD#: 15650 1441 BRICKELL AVENUE
MIAMI, FL 33131
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2014 - 2022 (7 years)2 FIRMS2022 - Present (2 years)
Disclosure(s)
View By:
7/6/2022
Employment Separation After Allegations
License(s)

State Registrations

B
California 8/8/2022

IA
Florida 11/16/2022

B
Colorado 12/15/2023

B
Missouri 9/7/2022

B
Delaware 12/5/2022

B
New York 8/8/2022

B
Florida 11/16/2022

B
Texas 9/7/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BOLTON GLOBAL ASSET MANAGEMENT (CRD#:129376)
1441 BRICKELL AVENUE SUITE 1700, MIAMI, FL 33131
Registered with this firm since 11/16/2022

B
BOLTON GLOBAL CAPITAL (CRD#:15650)
1441 BRICKELL AVENUE, MIAMI, FL 33131
1441 BRICKELL AVE SUITE 1700, MIAMI, FL 33131
Registered with this firm since 8/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/09/2014 - 07/27/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
10/15/2014 - 07/27/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
IA
04/14/2009 - 08/30/2011 AXA ADVISORS, LLC (CRD#:6627) MIAMI, FL
B
04/06/2009 - 08/30/2011 AXA ADVISORS, LLC (CRD#:6627) MIAMI, FL
IA
09/29/2005 - 02/02/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
07/13/2005 - 02/02/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.