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NICOLE D MARRON
NICOLE MARIE DAVIS, NICOLE MARIE DEVOLDER, NICOLE MARIE GONYEA
CRD#: 4943248
IA
B
MORGAN STANLEYCRD#: 149777 300 Linden Oaks
Suite 200
Rochester, NY 14625
Suite 200
Rochester, NY 14625
0
Disclosures
13
Years of Experience
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State Registrations
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Alabama 11/26/2019
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Montana 11/26/2019
B
Alaska 11/26/2019
B
Nebraska 11/26/2019
B
Arizona 11/26/2019
B
Nevada 11/26/2019
B
Arkansas 11/26/2019
B
New Hampshire 11/22/2019
B
California 11/22/2019
B
New Jersey 9/6/2019
B
Colorado 11/26/2019
B
New Mexico 11/26/2019
B
Connecticut 2/21/2019
B
New York 12/6/2018
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Connecticut 8/21/2020
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New York 4/27/2021
B
Delaware 11/26/2019
B
North Carolina 7/16/2019
B
District of Columbia 11/26/2019
B
North Dakota 11/26/2019
B
Florida 2/21/2019
B
Ohio 11/24/2019
B
Georgia 11/26/2019
B
Oklahoma 11/26/2019
B
Hawaii 11/26/2019
B
Oregon 11/26/2019
B
Idaho 11/26/2019
B
Pennsylvania 11/26/2019
B
Illinois 11/22/2019
B
Rhode Island 11/26/2019
B
Indiana 11/26/2019
B
South Carolina 8/27/2019
B
Iowa 11/26/2019
B
South Dakota 11/26/2019
B
Kansas 11/26/2019
B
Texas 11/22/2019
B
Kentucky 11/26/2019
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Texas 5/15/2020
B
Louisiana 11/26/2019
B
Utah 11/26/2019
B
Maine 11/26/2019
B
Vermont 11/26/2019
B
Maryland 11/26/2019
B
Virginia 11/26/2019
B
Massachusetts 6/13/2019
B
Washington 11/26/2019
B
Michigan 11/26/2019
B
West Virginia 11/26/2019
B
Minnesota 11/26/2019
B
Wisconsin 11/26/2019
B
Mississippi 11/26/2019
B
Wyoming 11/26/2019
B
Missouri 11/26/2019
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 5/15/2020
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Registered with this firm since 12/6/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/12/2018 - 11/09/2018 | ROCHESTER, NY | |
B | 12/04/2014 - 08/20/2018 | ROCHESTER, NY | |
B | 08/19/2011 - 03/06/2014 | FAIRPORT, NY | |
B | 03/12/2010 - 02/08/2011 | FAIRPORT, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.