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Detailed Report
Matthew Earl Scheffler
CRD#: 4943172
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4343 Easton Commons
Columbus, OH 43219
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - Present (6 years)BE*TRADE SECURITIES LLC (CRD# 29106)2023 - 2024 (<1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2021 - 2023 (1 year)BJ.P. MORGAN INSTITUTIONAL INVE... (CRD# 102920)2011 - 2014 (3 years)
License(s)

State Registrations

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Alabama 7/11/2018
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Nebraska 7/11/2018
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Alaska 7/11/2018
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Nevada 7/11/2018
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Arizona 7/11/2018
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New Hampshire 7/11/2018
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Arkansas 7/11/2018
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New Jersey 7/11/2018
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California 7/11/2018
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New Mexico 7/11/2018
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Colorado 7/11/2018
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New York 7/11/2018
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Connecticut 7/11/2018
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North Carolina 7/12/2018
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Delaware 7/11/2018
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North Dakota 7/11/2018
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District of Columbia 7/11/2018
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Ohio 7/12/2018
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Florida 7/11/2018
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Ohio 6/26/2020
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Florida 8/17/2018
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Oklahoma 7/11/2018
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Georgia 7/11/2018
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Oregon 7/11/2018
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Hawaii 7/11/2018
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Pennsylvania 7/11/2018
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Idaho 7/11/2018
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Puerto Rico 7/11/2018
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Illinois 7/11/2018
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Rhode Island 7/11/2018
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Indiana 7/11/2018
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South Carolina 7/11/2018
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Iowa 7/11/2018
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South Dakota 7/11/2018
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Kansas 7/11/2018
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Tennessee 7/11/2018
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Kentucky 7/11/2018
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Texas 7/11/2018
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Louisiana 7/11/2018
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Texas 7/11/2018
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Maine 7/11/2018
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Utah 7/11/2018
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Maryland 7/11/2018
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Vermont 7/11/2018
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Massachusetts 7/11/2018
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Virgin Islands 7/11/2018
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Michigan 7/11/2018
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Virginia 7/11/2018
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Minnesota 7/11/2018
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Washington 7/11/2018
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Mississippi 7/11/2018
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West Virginia 7/11/2018
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Missouri 7/11/2018
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Wisconsin 7/11/2018
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Montana 7/11/2018
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Wyoming 7/11/2018

SRO Registrations

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 FINRA
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 NYSE American LLC
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 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4343 Easton Commons, Columbus, OH 43219
Delaware, OH
Registered with this firm since 7/11/2018
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MORGAN STANLEY (CRD#:149777)
4343 Easton Commons, Columbus, OH 43219
Delaware, OH
Registered with this firm since 7/11/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
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 09/15/2023 - 06/03/2024 E*TRADE SECURITIES LLC (CRD#:29106) Columbus, OH
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 12/22/2021 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) Columbus, OH
IA
 10/02/2014 - 06/08/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) Westerville, OH
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 10/01/2014 - 06/08/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) Westerville, OH
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 06/09/2011 - 10/06/2014 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (CRD#:102920) WESTERVILLE, OH
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 09/25/2009 - 05/25/2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) NEWARK, OH
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 09/25/2009 - 05/25/2011 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) NEWARK, OH
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 02/09/2007 - 09/25/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) MANSFIELD, OH
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 02/09/2007 - 09/25/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) MANSFIELD, OH
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 04/29/2005 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) NEW ALBANY, OH
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 04/13/2005 - 02/09/2007 MCDONALD INVESTMENTS INC. (CRD#:566) NEW ALBANY, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.