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Erik J Fearnow
ERIK JOSEPH FEARNOW
CRD#: 4941898
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 9105 LIMA ROAD
FORT WAYNE, IN 46818
FORT WAYNE, IN 46818
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Disclosures
19
Years of Experience
View By:
State Registrations
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Arizona 11/12/2020
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Minnesota 4/6/2015
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California 10/1/2012
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Montana 5/6/2016
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Colorado 1/25/2016
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Nebraska 10/12/2020
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Connecticut 8/15/2024
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New Jersey 8/7/2020
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Florida 10/1/2012
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New York 1/25/2019
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Georgia 6/4/2021
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North Carolina 4/15/2013
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Idaho 8/11/2021
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Ohio 10/1/2012
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Illinois 10/1/2012
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Oregon 6/4/2021
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Indiana 10/1/2012
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South Carolina 10/1/2012
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Indiana 10/1/2012
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Texas 1/25/2016
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Iowa 4/13/2023
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Texas 1/26/2016
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Massachusetts 6/13/2018
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Virginia 10/1/2012
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Michigan 10/1/2012
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Wisconsin 10/1/2012
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/10/2008 - 10/01/2012 | FORT WAYNE, IN | |
B | 11/10/2008 - 10/01/2012 | FORT WAYNE, IN | |
IA | 01/26/2007 - 10/29/2008 | COLUMBIA CITY, IN | |
B | 06/08/2005 - 10/29/2008 | COLUMBIA CITY, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.