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RYAN L MASON
CRD#: 4941756
IA
B
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 940 Kimbark Street
Suite 3
Longmont, CO 80501
Suite 3
Longmont, CO 80501
LPL FINANCIAL LLCCRD#: 6413 940 KIMBARK ST. #3
LONGMONT, CO 80501
LONGMONT, CO 80501
0
Disclosures
18
Years of Experience
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State Registrations
B
Arizona 5/5/2020
B
Nevada 11/24/2020
B
California 5/5/2020
B
New Mexico 2/28/2024
B
Colorado 5/5/2020
B
New York 11/24/2021
IA
Colorado 5/7/2020
B
Oregon 1/21/2021
B
Connecticut 5/5/2020
B
Pennsylvania 12/7/2021
B
Florida 5/5/2020
B
South Dakota 10/10/2022
B
Illinois 5/5/2020
B
Texas 1/19/2022
B
Kansas 5/10/2024
B
Utah 7/1/2021
B
Kentucky 9/27/2022
B
Washington 2/8/2022
B
Massachusetts 5/17/2021
B
Wisconsin 5/5/2020
B
Missouri 5/5/2020
B
Wyoming 9/30/2021
B
Nebraska 8/17/2023
SRO Registrations
B
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IA
Registered with this firm since 5/7/2020
B
Registered with this firm since 5/5/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2010 - 05/08/2020 | LONGMONT, CO | |
B | 12/15/2009 - 05/08/2020 | LONGMONT, CO | |
IA | 02/14/2007 - 01/31/2008 | BROOMFIELD, CO | |
B | 06/07/2005 - 01/31/2008 | BROOMFIELD, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.