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DANIEL JAMES LENSING
CRD#: 4940171
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE N JEFFERSON AVE
ST. LOUIS, MO 63103
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (4 years)3 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2005 - 2006 (1 year)
Disclosure(s)
View By:
2/7/2007
Customer Dispute
Settled
License(s)

State Registrations

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Missouri 10/3/2012

IA
Missouri 10/3/2012

SRO Registrations

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Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

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Nasdaq Stock Market

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New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
O FALLON, MO
Registered with this firm since 10/3/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
O FALLON, MO
Registered with this firm since 10/2/2012

Previous Registration(s)
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IA
10/29/2009 - 08/28/2012 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) ST LOUIS, MO
IA
10/29/2009 - 08/28/2012 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
B
10/28/2009 - 08/28/2012 TD AMERITRADE, INC. (CRD#:7870) ST. LOUIS, MO
IA
07/05/2005 - 10/26/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHESTERFIELD, MO
B
06/06/2005 - 10/26/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CHESTERFIELD, MO
B
06/06/2005 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.