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MARCELA GALVAN
MARCELA GALVAN CHOYCE, MARCELA GALVAN KUNKEL
CRD#: 4939710
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 15958 CITY WALK #240
SUGAR LAND, TX 77479
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2011 - 2015 (4 years)2 FIRMS2016 - 2022 (6 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 8/17/2022

B
Nevada 8/17/2022

B
California 8/17/2022

B
New Mexico 8/17/2022

B
Florida 8/17/2022

B
Oklahoma 8/17/2022

B
Illinois 7/11/2024

B
Texas 6/30/2022

B
Louisiana 8/17/2022

IA
Texas 6/30/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
15958 CITY WALK #240, SUGAR LAND, TX 77479
Registered with this firm since 6/30/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
15958 CITY WALK #240, SUGAR LAND, TX 77479
Registered with this firm since 6/30/2022

Previous Registration(s)
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IA
06/27/2016 - 07/05/2022 RBC CAPITAL MARKETS, LLC (CRD#:31194) HOUSTON, TX
B
06/28/2016 - 07/05/2022 RBC CAPITAL MARKETS, LLC (CRD#:31194) HOUSTON, TX
IA
01/04/2011 - 01/08/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) KATY, TX
B
01/04/2011 - 01/08/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) KATY, TX
IA
10/30/2009 - 12/13/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
11/03/2009 - 12/13/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
IA
06/01/2009 - 06/11/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 06/11/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) HOUSTON, TX
IA
08/21/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
04/30/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.